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Chapter 3 – Budgeting  (Finance 123)

 

There are five topics in this chapter that I want to highlight:

 

I.                    Personal Record Keeping

 

Home file – receipts, bank statements, copies of tax returns, etc.

 

Safety Deposit Box – (tax deductible as an itemized deduction) – passport, social security card, insurance policies, contents of wallet (list of credit cards and phone numbers to call to cancel if stolen)

 

Personal Computer System – especially good for Excel – personal balance sheet and personal cash flow statement – with columns for budget, actual, and variance.

 

II.                 Personal Balance Sheet

 

Assets minus liabilities equals net worth

 

Also, notice, that the assets and liabilities are presented at MARKET value (not book value, as is the case on corporate balance sheets).

 

Assets are listed from most liquid to least liquid. (Remember, liquidity is the ability to easily turn the asset into cash).

 

Sample personal balance sheet: 

 

Assets: 

Liquid Assets

Real Estate

Personal Possessions

Investments

Total Assets

 

Liabilities:

Current Liabilities

Long Term Liabilities (includes mortgage)

Total Liabilities

 

Net Worth

 

Notice that Net Worth is the Assets minus the Liabilities.

 

 

III.               Personal Cash Flow Statement

 

Discretionary income – cash flow after housing, food, necessities.

 

Sample Personal Cash Flow Statement:

 

CASH INFLOWS:

 

Salary (gross)

Less payroll deductions

Take Home Pay

Interest on Savings

Earnings on Investments

 

Total Cash Inflows

 

CASH OUTFLOWS:

 

Expenses:

Fixed

Variable

Total Cash Outflows

 

Cash Surplus or Deficit

 

Allocation of Surplus

 

IV.              Ratios to Evaluate Financial Condition

 

These ratios are helpful in determining your financial position.  These ratios are also used by loan companies in determining your eligibility for a mortgage (we’ll cover in a few weeks).

 

Debt ratio = liabilities / net worth

 

Current ratio = liquid assets / current liabilities

 

Liquidity ratio = liquid assets / monthly expenses

 

Debt Payment ratio = credit payments (excluding mortgage) / take home pay

 

Savings ratio = monthly addition to savings / gross income

 

V.                 Budgeting

 

  1. Stage of life will determine percentage to each category in a budget (single, married, children, children in college, retired)

 

For example, marketing companies have known this for years.  They segment the population into “target markets” determined by stage of life.  Luxury goods are marketed to “Yuppies” (young, upcoming professionals), DINK’s (double income no kids), and even, OINK’s (one income no kids).  The baby boom (due to its large demographic size) is often the center of marketing efforts.  One economist refers to the baby boomers as a “bowling ball moving thru a garden hose”. 

 

  1. Emergency Fund of 2 months (to counter income risk … also, don’t invest too much in employer’s stock).

 

  1. Savings goals must be realistically obtainable and clearly stated.